Enforcement
We understand the critical aspects of each phase in an enforcement procedure. Our approach goes beyond just effective defense against FINMA; we offer comprehensive and strategic advice to help resolve complex situations with FINMA.
We support and guide financial institutions regulated by FINMA during preliminary clarifications, periods of intensified supervision, and throughout the enforcement process.
Additionally, we advise and represent the officers and employees of financial institutions in guarantee matters and enforcement proceedings.
The ZÜGERLAW Offer Includes:
We aim to thoroughly investigate FINMA's accusations, anticipate their concerns, identify potential weaknesses, and create a strategy for necessary improvements. Our primary objective is always to avoid intrusive sanctions by FINMA at the conclusion of the process.
We adopt a highly solution-oriented approach. However, when it's necessary to contest FINMA's orders or minimize their impact, we represent clients at every stage of the proceedings before the Federal Administrative Court or the Federal Court. Because we do not take on roles as FINMA's investigation officers, we operate without any conflicts of interest.
We adopt a highly solution-oriented approach. However, when it's necessary to contest FINMA's orders or minimize their impact, we represent clients at every stage of the proceedings before the Federal Administrative Court or the Federal Court. Because we do not take on roles as FINMA's investigation officers, we operate without any conflicts of interest.
- Preliminary Assessments
- Enforcement Proceedings
- Internal Investigations
- Release from Supervision
Key Contacts
Managing Partner
Attorney-at-law, Notary Public
Latest Publications regarding Enforcement